Derek Glanvill - 16 Jul 2021 Form 4 Insider Report for Infrastructure & Energy Alternatives, Inc.

Role
Director
Signature
/s/ Derek Glanvill
Issuer symbol
N/A
Transactions as of
16 Jul 2021
Net transactions value
$0
Form type
4
Filing time
20 Jul 2021, 20:52:13 UTC
Next filing
29 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IEA Common Stock, par value $0.0001 per share Other $0 +381,450 +478% $0.000000 461,181 16 Jul 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IEA Warrants Other $0 +32,706 $0.000000 32,706 16 Jul 2021 Common Stock, par value $0.0001 per share 32,706 $0.000100 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On July 16, 2021, Infrastructure and Energy Alternatives, LLC ("IEA LLC") completed a distribution to its members, including the reporting person, for no consideration and pro rata in accordance with such member's ownership interest in IEA LLC and the governing documents of IEA LLC, of a combination cash, Issuer common stock, par value $0.0001 per share (the "Common Stock") and warrants to purchase Issuer Common Stock (the "Warrants").
F2 Represents 450,957 shares of Common Stock, and 10,224 RSUs that are subject to forfeiture and vesting.
F3 Warrants are currently exercisable and have no expiration date.