Terence R. Montgomery - Jul 16, 2021 Form 4 Insider Report for Infrastructure & Energy Alternatives, Inc. (IEA)

Role
Director
Signature
/s/ Terence R. Montgomery
Stock symbol
IEA
Transactions as of
Jul 16, 2021
Transactions value $
$0
Form type
4
Date filed
7/20/2021, 06:59 PM
Next filing
Oct 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IEA Common Stock, par value $0.0001 per share Other $0 +9.64K +19.73% $0.00 58.5K Jul 16, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IEA Warrants Other $0 +6.67K $0.00 6.67K Jul 16, 2021 Common Stock, par value $0.0001 per share 6.67K $0.00 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On July 16, 2021, Infrastructure and Energy Alternatives, LLC ("IEA LLC") completed a distribution to its members, including the reporting person, for no consideration and pro rata in accordance with such member's ownership interest in IEA LLC and the governing documents of IEA LLC, of a combination cash, Issuer common stock, par value $0.0001 per share (the "Common Stock") and warrants to purchase Issuer Common Stock (the "Warrants").
F2 Represents 52,241 shares of Common Stock, and 6,266 RSUs that are subject to forfeiture and vesting.
F3 Warrants are currently exercisable and have no expiration date.