Christopher Hanson - 24 Jun 2021 Form 4 Insider Report for Infrastructure & Energy Alternatives, Inc. (IEA)

Role
EVP, Wind Operations
Signature
/s/ Chris Hanson
Issuer symbol
IEA
Transactions as of
24 Jun 2021
Transactions value $
$0
Form type
4
Filing time
29 Jun 2021, 21:21:58 UTC
Previous filing
07 Jun 2021
Next filing
29 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IEA Common Stock, par value $0.0001 per share Award $0 +32.8K +29.62% $0.00 143K 24 Jun 2021 Direct F1, F2
transaction IEA Common Stock, par value $0.0001 per share Exercise of in-the-money or at-the-money derivative security $2.62 +26.2K +125.21% $0.00* 47.1K 29 Jun 2021 Christopher L. Hanson Living Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IEA Warrants Exercise of in-the-money or at-the-money derivative security -$3 -26.2K -100% $0.00* 0 29 Jun 2021 Common Stock, par value $0.0001 per share 26.2K $0.00 Christopher L. Hanson Living Trust F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs") which will vest on March 26, 2025.
F2 Represents 66,596 shares of Common Stock, 57,740 restricted stock units and 19,125 performance stock units that are subject to forfeiture and vesting.
F3 Held by Christopher L. Hanson Living Trust
F4 Warrants are currently exercisable and have no expiration date.