Christopher Hanson - Jun 24, 2021 Form 4 Insider Report for Infrastructure & Energy Alternatives, Inc. (IEA)

Role
EVP, Wind Operations
Signature
/s/ Chris Hanson
Stock symbol
IEA
Transactions as of
Jun 24, 2021
Transactions value $
$0
Form type
4
Date filed
6/29/2021, 09:21 PM
Previous filing
Jun 7, 2021
Next filing
Oct 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IEA Common Stock, par value $0.0001 per share Award $0 +32.8K +29.62% $0.00 143K Jun 24, 2021 Direct F1, F2
transaction IEA Common Stock, par value $0.0001 per share Exercise of in-the-money or at-the-money derivative security $2.62 +26.2K +125.21% $0.00* 47.1K Jun 29, 2021 Christopher L. Hanson Living Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IEA Warrants Exercise of in-the-money or at-the-money derivative security -$3 -26.2K -100% $0.00* 0 Jun 29, 2021 Common Stock, par value $0.0001 per share 26.2K $0.00 Christopher L. Hanson Living Trust F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs") which will vest on March 26, 2025.
F2 Represents 66,596 shares of Common Stock, 57,740 restricted stock units and 19,125 performance stock units that are subject to forfeiture and vesting.
F3 Held by Christopher L. Hanson Living Trust
F4 Warrants are currently exercisable and have no expiration date.