Brian Hummer - Jun 23, 2021 Form 4 Insider Report for Infrastructure & Energy Alternatives, Inc. (IEA)

Role
EVP, Operations
Signature
/s/ Brian Hummer
Stock symbol
IEA
Transactions as of
Jun 23, 2021
Transactions value $
$3
Form type
4
Date filed
6/25/2021, 08:32 PM
Previous filing
Jun 7, 2021
Next filing
Jun 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IEA Common Stock, par value $0.0001 per share Exercise of in-the-money or at-the-money derivative security $2.62 +26.2K +125.21% $0.00* 47.1K Jun 23, 2021 Brian K. Hummer Revocable Trust F1
holding IEA Common Stock, par value $0.0001 per share 99.7K Jun 23, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IEA Warrants Exercise of in-the-money or at-the-money derivative security $0 -26.2K -100% $0.00* 0 Jun 23, 2021 Common Stock, par value $0.0001 per share 26.2K $0.00 Brian K. Hummer Revocable Trust F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by Brian K. Hummer Revocable Trust.
F2 Represents 58,654 shares of Common Stock, 23,286 restricted stock units and 17,759 performance stock units that are subject to forfeiture and vesting.
F3 Warrants are currently exercisable and have no expiration date.