-
Signature
-
/s/ Barbara Felts, Attorney-in-fact
-
Stock symbol
-
BAFN
-
Transactions as of
-
Jan 24, 2023
-
Transactions value $
-
$0
-
Form type
-
4
-
Date filed
-
1/25/2023, 03:04 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
holding |
BAFN |
Common Stock |
|
|
|
|
|
49.5K |
Jan 24, 2023 |
Direct |
|
holding |
BAFN |
Common Stock |
|
|
|
|
|
2.3K |
Jan 24, 2023 |
Winner Family Living Trust UTD 6-13-18 |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
holding |
BAFN |
Option (Right to Buy) |
|
|
|
|
|
5.1K |
Jan 24, 2023 |
Common Stock |
5.1K |
$14.67 |
Direct |
F1 |
holding |
BAFN |
Option (Right to Buy) |
|
|
|
|
|
5.25K |
Jan 24, 2023 |
Common Stock |
5.25K |
$15.67 |
Direct |
F2 |
holding |
BAFN |
Option (Right to Buy) |
|
|
|
|
|
8.1K |
Jan 24, 2023 |
Common Stock |
8.1K |
$17.33 |
Direct |
F3 |
holding |
BAFN |
Option (Right to Buy) |
|
|
|
|
|
5.25K |
Jan 24, 2023 |
Common Stock |
5.25K |
$14.67 |
Direct |
F4 |
holding |
BAFN |
Series B Convertible Preferred Stock |
|
|
|
|
|
130 |
Jan 24, 2023 |
Common Stock |
130 |
|
Winner Family Living Trust UTD 6-13-18 |
F5 |
holding |
BAFN |
Series B Convertible Preferred Stock |
|
|
|
|
|
100 |
Jan 24, 2023 |
Common Stock |
100 |
|
Winner Family Living Trust UTD 6-13-18 |
F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Harold Jack Winner is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Explanation of Responses: