Mark S. Berset - Dec 30, 2022 Form 4 Insider Report for BayFirst Financial Corp. (BAFN)

Role
Director
Signature
/s/ Barbara Felts, Attorney-in-fact
Stock symbol
BAFN
Transactions as of
Dec 30, 2022
Transactions value $
$0
Form type
4
Date filed
1/3/2023, 10:02 AM
Previous filing
Dec 19, 2022
Next filing
Jan 26, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BAFN Warrant Expiration of short derivative position $0 -5.21K -100% $0.00* 0 Dec 30, 2022 Common Stock 5.21K Linda Berset Irrevocable Trust F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each warrant permits its holder to purchase one and one-half shares of common stock at a purchase price of $18.00 per common share.
F2 Transaction date is the date of expiry.
F3 Warrants expired without exercise.