Mark S. Berset - 30 Dec 2022 Form 4 Insider Report for BayFirst Financial Corp. (BAFN)

Role
Director
Signature
/s/ Barbara Felts, Attorney-in-fact
Issuer symbol
BAFN
Transactions as of
30 Dec 2022
Net transactions value
$0
Form type
4
Filing time
03 Jan 2023, 10:02:10 UTC
Previous filing
19 Dec 2022
Next filing
26 Jan 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BAFN Warrant Expiration of short derivative position $0 -5,210 -100% $0.000000* 0 30 Dec 2022 Common Stock 5,210 Linda Berset Irrevocable Trust F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each warrant permits its holder to purchase one and one-half shares of common stock at a purchase price of $18.00 per common share.
F2 Transaction date is the date of expiry.
F3 Warrants expired without exercise.