Antonio F. Neri - 22 Aug 2025 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Signature
Ki Hoon Kim as Attorney-in-Fact for Antonio F. Neri
Issuer symbol
HPE
Transactions as of
22 Aug 2025
Net transactions value
-$3,753,318
Form type
4
Filing time
26 Aug 2025, 16:20:03 UTC
Previous filing
16 May 2025
Next filing
29 Aug 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Neri Antonio F President and CEO, Director C/O HEWLETT PACKARD ENTERPRISE COMPANY, 1701 E MOSSY OAKS ROAD, SPRING Ki Hoon Kim as Attorney-in-Fact for Antonio F. Neri 26 Aug 2025 0001648401

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Sale $3,753,318 -166,666 -8% $22.52 1,919,060 22 Aug 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Award +3,011 +1.9% 159,374 16 Jan 2025 Common Stock 3,011 Direct F2, F3
transaction HPE Restricted Stock Units Award +6,491 +2% 334,257 16 Jan 2025 Common Stock 6,491 Direct F2, F4
transaction HPE Restricted Stock Units Award +8,312 +2% 416,144 16 Jan 2025 Common Stock 8,312 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. The prices ranged from $22.50 to $22.5750. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, information regarding the number of shares at each price within the range.
F2 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3 As previously reported, on 12/08/22, the reporting person was granted 460,405 restricted stock units ("RSUs"), 153,468 of which vested on 12/08/23, 147,743 of which vested on 12/08/24, and 147,744 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 820.4494 dividend equivalent rights at $23.41 per RSU credited to the reporting person's account on 01/16/25, 1,268.6077 dividend equivalent rights at $15.14 per RSU credited to the reporting person's account on 04/18/25, and 922.0701 dividend equivalent rights at $20.83 per RSU credited to the reporting person's account on 07/17/25.
F4 As previously reported, on 12/07/23, the reporting person was granted 496,278 RSUs, 165,426 of which vested on 12/07/24, and 159,255 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,768.7441 dividend equivalent rights at $23.41 per RSU credited to the reporting person's account on 01/16/25, 2,734.8943 dividend equivalent rights at $15.14 per RSU credited to the reporting person's account on 04/18/25, and 1,987.8205 dividend equivalent rights at $20.83 per RSU credited to the reporting person's account on 07/17/25.
F5 As previously reported, on 12/09/24, the reporting person was granted 407,832 RSUs, 135,944 of which will vest on each of 12/09/25, 12/09/26 and 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,264.7655 dividend equivalent rights at $23.41 per RSU credited to the reporting person's account on 01/16/25, 3,501.8600 dividend equivalent rights at $15.14 per RSU credited to the reporting person's account on 04/18/25, and 2,545.2789 dividend equivalent rights at $20.83 per RSU credited to the reporting person's account on 07/17/25.

Remarks:

The reported transaction occurred pursuant to a trading plan adopted on 12/24/24.