Key facts
- This page summarizes Vincent Retort's Form 4 filing for Lumentum Holdings Inc. (LITE).
- 17 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 18 Feb 2026, 18:23.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Tax liability
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Additional SEC filing notes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Footnote F1
Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.
Footnote F2
These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.
Footnote F3
These sales were executed in multiple trades at prices ranging from $530.70 to $531.055. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (3) through (16) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
Footnote F4
These sales were executed in multiple trades at prices ranging from $532.36 to $533.23.
Footnote F5
These sales were executed in multiple trades at prices ranging from $537.50 to $538.00.
Footnote F6
These sales were executed in multiple trades at prices ranging from $538.50 to $539.34.
Footnote F7
These sales were executed in multiple trades at prices ranging from $539.51 to $540.44.
Footnote F8
These sales were executed in multiple trades at prices ranging from $541.78 to $542.65.
Footnote F9
These sales were executed in multiple trades at prices ranging from $548.345 to $549.22.
Footnote F10
These sales were executed in multiple trades at prices ranging from $549.405 to $550.345.
Footnote F11
These sales were executed in multiple trades at prices ranging from $550.60 to $551.39.
Footnote F12
These sales were executed in multiple trades at prices ranging from $551.93 to $552.81.
Footnote F13
These sales were executed in multiple trades at prices ranging from $553.00 to $553.38.
Footnote F14
These sales were executed in multiple trades at prices ranging from $554.465 to $554.665.
Footnote F15
These sales were executed in multiple trades at prices ranging from $556.05 to $556.405.
Footnote F16
These sales were executed in multiple trades at prices ranging from $557.50 to $557.99.
SEC remarks
Officer title: Executive Vice President, Module Business Unit R&D and Product Development