| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Friedman Paul M | Director | C/O OPPENHEIMER HOLDINGS INC., 85 BROAD STREET, NEW YORK | /s/ Jenny Chan, as Attorney-in-fact for Paul M. Friedman | 10 Jun 2025 | 0001648181 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | OPY | Class A non-voting common stock | Sale | $221,621 | -3,500 | -15% | $63.32 | 20,500 | 09 Jun 2025 | Paul M. Friedman Living Trust dated 3/5/19 | |
| transaction | OPY | Class A non-voting common stock | Sale | $221,578 | -3,500 | -17% | $63.31 | 17,000 | 10 Jun 2025 | Paul M. Friedman Living Trust dated 3/5/19 |