-
Signature
-
/s/ Steven Madrid, by power of attorney
-
Issuer symbol
-
UPST
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Transactions as of
-
25 Aug 2025
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Net transactions value
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-$435,336
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Form type
-
4
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Filing time
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27 Aug 2025, 16:38:44 UTC
Reporting Owners (1)
| Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
| Darling Scott |
Chief Legal Officer |
C/O UPSTART HOLDINGS, INC., 2950 S. DELAWARE STREET, SUITE 410, SAN MATEO |
/s/ Steven Madrid, by power of attorney |
27 Aug 2025 |
0001558259 |
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
UPST |
Common Stock |
Sale |
$435,336 |
-6,402 |
-4.9% |
$68.00 |
123,898 |
25 Aug 2025 |
Direct |
F1, F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: