Aaron Kimball - Oct 6, 2021 Form 4 Insider Report for Zymergen Inc. (ZY)

Role
Chief Technology Officer
Signature
/s/ Mina Kim, attorney-in-fact
Stock symbol
ZY
Transactions as of
Oct 6, 2021
Transactions value $
$40,230
Form type
4
Date filed
10/7/2021, 05:10 PM
Next filing
Oct 28, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZY Common Stock Options Exercise $40.2K +9K +1.19% $4.47 765K Oct 6, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZY Stock Options Options Exercise $0 -9K -6.05% $0.00 140K Oct 6, 2021 Common Stock 9K $4.47 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction by the Reporting Person is an exercise of an in-the-money option for cash consideration and does not involve the sale of any shares.
F2 The shares subject to the Option are fully vested and immediately exercisable.