Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | STER | Common Stock | Options Exercise | $212K | +21.9K | +3.54% | $9.68 | 640K | Jul 12, 2024 | Direct | |
transaction | STER | Common Stock | Sale | -$333K | -21.9K | -3.42% | $15.19 | 618K | Jul 12, 2024 | Direct | F1 |
transaction | STER | Common Stock | Options Exercise | $129K | +13.3K | +2.15% | $9.68 | 632K | Jul 15, 2024 | Direct | |
transaction | STER | Common Stock | Options Exercise | $41.1K | +4.24K | +0.67% | $9.68 | 636K | Jul 15, 2024 | Direct | |
transaction | STER | Common Stock | Sale | -$266K | -17.5K | -2.76% | $15.19 | 618K | Jul 15, 2024 | Direct | F1, F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | STER | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -21.9K | -62.26% | $0.00 | 13.3K | Jul 12, 2024 | Common Stock | 21.9K | $9.68 | Direct | F3 |
transaction | STER | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -13.3K | -100% | $0.00* | 0 | Jul 15, 2024 | Common Stock | 13.3K | $9.68 | Direct | F3 |
transaction | STER | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -4.24K | -1.67% | $0.00 | 249K | Jul 15, 2024 | Common Stock | 4.24K | $9.68 | Direct | F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Mr. Paglia on June 20, 2023. |
F2 | This transaction was executed in multiple trades with sales prices ranging from $15.00 to $15.25. The price reported above reflects the weighted average sales price. |
F3 | These options are fully vested. |
Mr. Paglia is the President and Chief Operating Officer of Sterling Check Corp.