| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | STER | Common Stock | Options Exercise | $1,878 | +200 | +0.03% | $9.39 | 618,531 | 05 Jun 2024 | Direct | |
| transaction | STER | Common Stock | Sale | $3,138 | -200 | -0.03% | $15.69 | 618,331 | 05 Jun 2024 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | STER | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -200 | -0.57% | $0.000000 | 35,139 | 05 Jun 2024 | Common Stock | 200 | $9.39 | Direct | F2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Mr. Paglia on June 20, 2023. |
| F2 | These options are fully vested. |
Mr. Paglia is the President and Chief Operating Officer of Sterling Check Corp.