Trinh Phung - 17 May 2024 Form 4 Insider Report for Shockwave Medical, Inc.

Role: VP, Finance
Signature: /s/ Wade Estey, as attorney-in-fact for Trinh Phung
Issuer symbol: N/A
Transactions as of: 17 May 2024
Net transactions value: +$121,782
Form type: 4
Filing time: 21 May 2024, 17:32:52 UTC
Previous filing: 03 May 2024
Next filing: 24 May 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SWAV	Common Stock	Options Exercise	$9,626	+2,391	+7.8%	$4.03^*	33,087	17 May 2024	Direct
transaction	SWAV	Common Stock	Options Exercise	$4,574	+1,339	+4%	$3.42^*	34,426	17 May 2024	Direct
transaction	SWAV	Common Stock	Options Exercise	$107,581	+16,033	+47%	$6.71^*	50,459	17 May 2024	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SWAV	Stock Option	Options Exercise	$0	-2,391	-100%	$0.000000^*	0	17 May 2024	Common Stock	2,391	$4.03	Direct	F1
transaction	SWAV	Stock Option	Options Exercise	$0	-1,339	-100%	$0.000000^*	0	17 May 2024	Common Stock	1,339	$3.42	Direct	F1
transaction	SWAV	Stock Option	Options Exercise	$0	-16,033	-100%	$0.000000^*	0	17 May 2024	Common Stock	16,033	$6.71	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Fully vested.