Trinh Phung - May 17, 2024 Form 4 Insider Report for Shockwave Medical, Inc. (SWAV)

Role
VP, Finance
Signature
/s/ Wade Estey, as attorney-in-fact for Trinh Phung
Stock symbol
SWAV
Transactions as of
May 17, 2024
Transactions value $
$121,782
Form type
4
Date filed
5/21/2024, 05:32 PM
Previous filing
May 3, 2024
Next filing
May 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Options Exercise $9.63K +2.39K +7.79% $4.03* 33.1K May 17, 2024 Direct
transaction SWAV Common Stock Options Exercise $4.57K +1.34K +4.05% $3.42* 34.4K May 17, 2024 Direct
transaction SWAV Common Stock Options Exercise $108K +16K +46.57% $6.71* 50.5K May 17, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWAV Stock Option Options Exercise $0 -2.39K -100% $0.00* 0 May 17, 2024 Common Stock 2.39K $4.03 Direct F1
transaction SWAV Stock Option Options Exercise $0 -1.34K -100% $0.00* 0 May 17, 2024 Common Stock 1.34K $3.42 Direct F1
transaction SWAV Stock Option Options Exercise $0 -16K -100% $0.00* 0 May 17, 2024 Common Stock 16K $6.71 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested.