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Signature
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/s/ Wade Estey, as attorney-in-fact for Frank T. Watkins
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Stock symbol
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SWAV
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Transactions as of
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Jan 8, 2024
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Transactions value $
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-$391,143
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Form type
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4
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Date filed
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1/10/2024, 08:10 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
SWAV |
Common Stock |
Options Exercise |
$6.83K |
+2K |
+44.13% |
$3.42* |
6.53K |
Jan 8, 2024 |
Direct |
F1 |
transaction |
SWAV |
Common Stock |
Sale |
-$39.2K |
-200 |
-3.06% |
$196.15 |
6.33K |
Jan 8, 2024 |
Direct |
F1, F2 |
transaction |
SWAV |
Common Stock |
Sale |
-$139K |
-700 |
-11.05% |
$197.94 |
5.63K |
Jan 8, 2024 |
Direct |
F1, F3 |
transaction |
SWAV |
Common Stock |
Sale |
-$220K |
-1.1K |
-19.53% |
$200.17 |
4.53K |
Jan 8, 2024 |
Direct |
F1, F4 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
SWAV |
Stock Option |
Options Exercise |
$0 |
-2K |
-2.21% |
$0.00 |
88.3K |
Jan 8, 2024 |
Common Stock |
2K |
$3.42 |
Direct |
F1, F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: