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Signature
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s/ Wade Estey, as attorney-in-fact for Douglas Godshall
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Stock symbol
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SWAV
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Transactions as of
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Jan 5, 2024
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Transactions value $
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-$1,966,340
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Form type
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4
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Date filed
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1/8/2024, 08:18 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
SWAV |
Common Stock |
Options Exercise |
$34.2K |
+10K |
+7.09% |
$3.42* |
151K |
Jan 5, 2024 |
Direct |
F1 |
| transaction |
SWAV |
Common Stock |
Sale |
-$2M |
-10K |
-6.62% |
$200.05 |
141K |
Jan 5, 2024 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
SWAV |
Stock Option |
Options Exercise |
$0 |
-10K |
-3.08% |
$0.00 |
315K |
Jan 5, 2024 |
Common Stock |
10K |
$3.42 |
Direct |
F1, F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: