Isaac Zacharias - Dec 26, 2023 Form 4 Insider Report for Shockwave Medical, Inc. (SWAV)

Role
President, CCO
Signature
/s/ Wade Estey, as attorney in fact for Isaac Zacharias
Stock symbol
SWAV
Transactions as of
Dec 26, 2023
Transactions value $
-$746,797
Form type
4
Date filed
12/28/2023, 08:35 PM
Previous filing
Dec 12, 2023
Next filing
Jan 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Options Exercise $23.2K +3.46K +8.2% $6.71 45.6K Dec 26, 2023 Direct F1
transaction SWAV Common Stock Sale -$770K -4K -8.77% $192.50 41.6K Dec 26, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWAV Stock Option Options Exercise $0 -3.46K -7.88% $0.00 40.4K Dec 26, 2023 Common Stock 3.46K $6.71 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 2/25/2022, amended on 5/23/2022.
F2 All reported securities were sold at a price of $192.50.
F3 Fully vested.