Isaac Zacharias - 26 Dec 2023 Form 4 Insider Report for Shockwave Medical, Inc.

Role
President, CCO
Signature
/s/ Wade Estey, as attorney in fact for Isaac Zacharias
Issuer symbol
N/A
Transactions as of
26 Dec 2023
Net transactions value
-$746,797
Form type
4
Filing time
28 Dec 2023, 20:35:16 UTC
Previous filing
12 Dec 2023
Next filing
17 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Options Exercise $23,203 +3,458 +8.2% $6.71 45,606 26 Dec 2023 Direct F1
transaction SWAV Common Stock Sale $770,000 -4,000 -8.8% $192.50 41,606 26 Dec 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWAV Stock Option Options Exercise $0 -3,458 -7.9% $0.000000 40,408 26 Dec 2023 Common Stock 3,458 $6.71 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 2/25/2022, amended on 5/23/2022.
F2 All reported securities were sold at a price of $192.50.
F3 Fully vested.