Alvin T. Jeffers - Dec 20, 2021 Form 4 Insider Report for SPX FLOW, Inc. (FLOW)

Signature
/s/ Peter Ryan, Attorney In Fact for Alvin T. Jeffers
Stock symbol
FLOW
Transactions as of
Dec 20, 2021
Transactions value $
$529,696
Form type
4
Date filed
12/22/2021, 03:52 PM
Previous filing
May 20, 2021
Next filing
Apr 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FLOW Common Stock Options Exercise $204K +2.39K +28.7% $85.49 10.7K Dec 20, 2021 Direct
transaction FLOW Common Stock Tax liability -$91.3K -1.07K -9.97% $85.49 9.64K Dec 20, 2021 Direct F1
transaction FLOW Common Stock Options Exercise $189K +2.21K +22.89% $85.49 11.8K Dec 20, 2021 Direct
transaction FLOW Common Stock Tax liability -$84.4K -987 -8.33% $85.49 10.9K Dec 20, 2021 Direct F1
transaction FLOW Common Stock Options Exercise $88.6K +1.04K +9.54% $85.49 11.9K Dec 20, 2021 Direct
transaction FLOW Common Stock Tax liability -$39.7K -464 -3.9% $85.49 11.4K Dec 20, 2021 Direct F1
transaction FLOW Common Stock Options Exercise $477K +5.58K +48.78% $85.49 17K Dec 20, 2021 Direct
transaction FLOW Common Stock Tax liability -$213K -2.49K -14.66% $85.49 14.5K Dec 20, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLOW Restricted Stock Unit Options Exercise $0 -2.39K -100% $0.00* 0 Dec 20, 2021 Common Stock 2.39K $0.00 Direct F2
transaction FLOW Restricted Stock Unit Options Exercise $0 -2.21K -50% $0.00 2.21K Dec 20, 2021 Common Stock 2.21K $0.00 Direct F3
transaction FLOW Restricted Stock Unit Options Exercise $0 -1.04K -33.32% $0.00 2.07K Dec 20, 2021 Common Stock 1.04K $0.00 Direct F4
transaction FLOW Restricted Stock Unit Award $0 +5.58K $0.00 5.58K Dec 20, 2021 Common Stock 5.58K $0.00 Direct F5
transaction FLOW Restricted Stock Unit Options Exercise $0 -5.58K -100% $0.00* 0 Dec 20, 2021 Common Stock 5.58K $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted under the SPX FLOW Stock Compensation Plan.
F2 The vesting of this award was accelerated by the compensation committee of the issuer's board of directors on December 20, 2021, in connection with the merger agreement entered into by the issuer on December 12, 2021.
F3 The restricted stock units vest in three equal annual installments beginning on February 27, 2021. The tranche vesting in Q1 of 2022 of this award was accelerated by the compensation committee of the issuer's board of directors on December 20, 2021, in connection with the merger agreement entered into by the issuer on December 12, 2021.
F4 The restricted stock units vest in three equal annual installments beginning on February 24, 2022. The tranche vesting in Q1 of 2022 of this award was accelerated by the compensation committee of the issuer's board of directors on December 20, 2021, in connection with the merger agreement entered into by the issuer on December 12, 2021.
F5 2019 performance-based restricted stock units granted pursuant to the SPX FLOW Stock Compensation Plan. The vesting of this award, at 150% of target, was accelerated by the compensation committee of the issuer's board of directors on December 20, 2021, in connection with the merger agreement entered into by the issuer on December 12, 2021.