Alvin T. Jeffers. - 20 Dec 2021 Form 4 Insider Report for SPX FLOW, Inc.

Role
VP, Global Mfg & Supply Chain
Signature
/s/ Peter Ryan, Attorney In Fact for Alvin T. Jeffers
Issuer symbol
N/A
Transactions as of
20 Dec 2021
Net transactions value
+$529,696
Form type
4
Filing time
22 Dec 2021, 15:52:42 UTC
Previous filing
20 May 2021
Next filing
05 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FLOW Common Stock Options Exercise $204,150 +2,388 +29% $85.49 10,710 20 Dec 2021 Direct
transaction FLOW Common Stock Tax liability $91,303 -1,068 -10% $85.49 9,642 20 Dec 2021 Direct F1
transaction FLOW Common Stock Options Exercise $188,676 +2,207 +23% $85.49 11,849 20 Dec 2021 Direct
transaction FLOW Common Stock Tax liability $84,379 -987 -8.3% $85.49 10,862 20 Dec 2021 Direct F1
transaction FLOW Common Stock Options Exercise $88,568 +1,036 +9.5% $85.49 11,898 20 Dec 2021 Direct
transaction FLOW Common Stock Tax liability $39,667 -464 -3.9% $85.49 11,434 20 Dec 2021 Direct F1
transaction FLOW Common Stock Options Exercise $476,778 +5,577 +49% $85.49 17,011 20 Dec 2021 Direct
transaction FLOW Common Stock Tax liability $213,127 -2,493 -15% $85.49 14,518 20 Dec 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLOW Restricted Stock Unit Options Exercise $0 -2,388 -100% $0.000000* 0 20 Dec 2021 Common Stock 2,388 $0.000000 Direct F2
transaction FLOW Restricted Stock Unit Options Exercise $0 -2,207 -50% $0.000000 2,207 20 Dec 2021 Common Stock 2,207 $0.000000 Direct F3
transaction FLOW Restricted Stock Unit Options Exercise $0 -1,036 -33% $0.000000 2,073 20 Dec 2021 Common Stock 1,036 $0.000000 Direct F4
transaction FLOW Restricted Stock Unit Award $0 +5,577 $0.000000 5,577 20 Dec 2021 Common Stock 5,577 $0.000000 Direct F5
transaction FLOW Restricted Stock Unit Options Exercise $0 -5,577 -100% $0.000000* 0 20 Dec 2021 Common Stock 5,577 $0.000000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted under the SPX FLOW Stock Compensation Plan.
F2 The vesting of this award was accelerated by the compensation committee of the issuer's board of directors on December 20, 2021, in connection with the merger agreement entered into by the issuer on December 12, 2021.
F3 The restricted stock units vest in three equal annual installments beginning on February 27, 2021. The tranche vesting in Q1 of 2022 of this award was accelerated by the compensation committee of the issuer's board of directors on December 20, 2021, in connection with the merger agreement entered into by the issuer on December 12, 2021.
F4 The restricted stock units vest in three equal annual installments beginning on February 24, 2022. The tranche vesting in Q1 of 2022 of this award was accelerated by the compensation committee of the issuer's board of directors on December 20, 2021, in connection with the merger agreement entered into by the issuer on December 12, 2021.
F5 2019 performance-based restricted stock units granted pursuant to the SPX FLOW Stock Compensation Plan. The vesting of this award, at 150% of target, was accelerated by the compensation committee of the issuer's board of directors on December 20, 2021, in connection with the merger agreement entered into by the issuer on December 12, 2021.