| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Pershing Edward | CEO, Director | 800 S. GAY STREET,, SUITE 1610, KNOXVILLE | /s/ Edward Pershing | 22 Aug 2025 | 0001689739 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PVCT | 8% Unsecured Convertible Promissory Note | Options Exercise | -$100K | $1.27M | 22 Aug 2025 | Series D-1 Convertible Preferred Stock | 37.8K | $2.86 | Direct | F3, F4 | |||
| transaction | PVCT | Series D-1 Convertible Preferred Stock | Options Exercise | $0 | +37.8K | +1.63% | $0.00 | 2.35M | 22 Aug 2025 | Common Stock | 378K | Direct | F1, F2 |
| Id | Content |
|---|---|
| F1 | Each share of Series D-1 Preferred Stock is convertible into 10 shares of the Issuer's common stock, par value $0.001 per share ("Common Stock"). |
| F2 | The Series D-1 Convertible Preferred Stock will automatically convert into Common Stock on June 20, 2026, unless earlier converted into Common Stock in accordance with the terms of the Certificate of Designation for the Series D-1 Convertible Preferred Stock. |
| F3 | The Reporting Person could have voluntarily elected to convert the outstanding principal and interest of the 8% unsecured convertible promissory note (the "2024 Note") at any time while the 2024 Note was outstanding into shares of Series D-1 Convertible Preferred Stock at a price per share equal to $2.862. The outstanding principal and interest of the 2024 Note automatically converted into shares of Series D-1 Preferred Stock at a price per share equal to $2.862 on the date which is twelve months after the issue date of the 2024 Note. The 2024 Note was issued pursuant to the Issuer's 2024 Financing. |
| F4 | On August 22, 2025, the 2024 Note was converted into 37,760 shares of Series D-1 Preferred Stock. |