Ronald M. Lott - 19 Aug 2025 Form 4 Insider Report for SURO CAPITAL CORP. (SSSS)

Role
Director
Signature
/s/ Ronald Lott
Issuer symbol
SSSS
Transactions as of
19 Aug 2025
Net transactions value
-$66,075
Form type
4
Filing time
22 Aug 2025, 12:32:20 UTC
Previous filing
30 May 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
LOTT RONALD M. Director C/O SURO CAPITAL CORP., 640 FIFTH AVENUE, 12TH FLOOR, NEW YORK /s/ Ronald Lott 22 Aug 2025 0001055003

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SSSS Common Stock Sale $66,075 -7,500 -20% $8.81 29,623 19 Aug 2025 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $8.80 to $8.83 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, SuRo Capital Corp. (the "Company"), or a security holder of the Company's, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2 This total includes restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being May 28, 2026) and (ii) the date of the Company's annual meeting of stockholders that is closest to the first anniversary of the award date.