| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| LoPriore Vincent S | Executive Chairman, Director, 10%+ Owner | C/O THARIMMUNE, INC., 34 SHREWSBURY AVE., SUITE 1C, RED BANK | /s/ Vincent S. LoPriore | 20 Aug 2025 | 0001633927 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | THAR | Common Stock | 732,424 | 09 Apr 2025 | By Gravitas Capital LP | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | THAR | Stock Option (right to buy) | 09 Apr 2025 | Common Stock | 100,000 | $1.33 | Direct | F2 | ||||||
| holding | THAR | Series A Warrants (right to buy) | 09 Apr 2025 | Common Stock | 337,838 | $1.29 | See Footnote | F1 | ||||||
| holding | THAR | Series B Warrants (right to buy) | 09 Apr 2025 | Common Stock | 168,918 | $3.00 | See Footnote | F1 | ||||||
| holding | THAR | Common Stock Purchase Warrants | 09 Apr 2025 | Common Stock | 443,806 | $2.03 | See Footnote | F1 |
| Id | Content |
|---|---|
| F1 | The reported shares are owned directly by Gravitas Capital LP, a limited partnership of which Gravitas Capital Partners LLC is the sole general partner. The reporting person is the managing member of Gravitas Capital Partners LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein. |
| F2 | 50,000 of the options vest on date of grant and 50,000 vest on August 4, 2026. |