Robert M. Thornton Jr. - 14 Aug 2025 Form 4 Insider Report for REGIONAL HEALTH PROPERTIES, INC (RHEP)

Role
EVP - Corporate Strategy
Signature
/s/ Robert M. Thornton Jr.
Issuer symbol
RHEP
Transactions as of
14 Aug 2025
Net transactions value
$0
Form type
4
Filing time
18 Aug 2025, 21:49:03 UTC
Previous filing
23 Oct 2023
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
THORNTON ROBERT M JR EVP - Corporate Strategy C/O REGIONAL HEALTH PROPERTIES, INC., 1050 CROWN POINTE PARKWAY, SUITE 720, ATLANTA /s/ Robert M. Thornton Jr. 18 Aug 2025 0001137608

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RHEP Common Stock Award $0 +100,000 $0.000000 100,000 14 Aug 2025 Direct F1
transaction RHEP Common Stock Award +125,663 125,663 14 Aug 2025 See Footnote F2, F3
transaction RHEP Common Stock Award +1,133 1,133 14 Aug 2025 By IRA F2
transaction RHEP Series D 8% Cumulative Conver Redeemable Preferred Shares Award +110,912 110,912 14 Aug 2025 See Footnote F2, F3
transaction RHEP Series D 8% Cumulative Conver Redeemable Preferred Shares Award +1,000 1,000 14 Aug 2025 By IRA F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of restricted stock that was awarded to the Reporting Person as an inducement to his employment with Regional Health Properties, Inc. ("Regional"). The restricted stock will vest in three substantially equal installments on August 14, 2025, August 14, 2026 and August 14, 2027.
F2 At the effective time of the merger (the "Effective Time") between SunLink Health Systems, Inc. ("SunLink") and Regional, each five shares of common stock, no par value per share, of SunLink held by the Reporting Person prior to the Effective Time were converted into the right to receive (i) 1.1330 shares of common stock, no par value per share, of Regional, and (ii) one share of Series D 8% Cumulative Convertible Redeemable Participating Preferred Shares, no par value per share, of Regional.
F3 Owned by CareVest Capital, L.L.C. ("CareVest"). Mr. Thornton owns 100% of the outstanding voting shares of CareVest and is reporting CareVest's total direct holdings of Regional shares.