Jeffrey M. Thompson - 18 Jul 2025 Form 4 Insider Report for Red Cat Holdings, Inc. (RCAT)

Role
Chairman of the Board, CEO, Director, 10%+ Owner
Signature
/s/ Jeffrey M Thompson
Issuer symbol
RCAT
Transactions as of
18 Jul 2025
Net transactions value
-$9.68
Form type
4
Filing time
22 Jul 2025, 20:47:35 UTC
Previous filing
21 May 2025
Next filing
21 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Thompson Jeffrey M Chairman of the Board, CEO, Director, 10%+ Owner 15 AVENIDA MUNOZ RIVERA, STE 2200, SAN JUAN, PUERTO RICO /s/ Jeffrey M Thompson 22 Jul 2025 0001397565

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RCAT Common Stock Options Exercise $441,667 +416,667 +3.3% $1.06 12,938,958 18 Jul 2025 Direct F1
transaction RCAT Common Stock Tax liability $441,675 -37,750 -0.29% $11.70 12,901,208 18 Jul 2025 Direct F1
transaction RCAT Common Stock Options Exercise $99,998 +25,316 +0.2% $3.95 12,926,524 18 Jul 2025 Direct F1
transaction RCAT Common Stock Tax liability $100,000 -8,547 -0.07% $11.70 12,917,977 18 Jul 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RCAT Employee Stock Option (right to buy) Options Exercise $0 -416,667 -50% $0.000000 416,667 18 Jul 2025 Common Stock 416,667 $1.06 Direct
transaction RCAT Employee Stock Option (right to buy) Options Exercise $0 -25,316 -100% $0.000000 0 18 Jul 2025 Common Stock 25,316 $3.95 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The amount of securities beneficially owned reflects only the number of shares of common stock held by the reporting person. Previously, the reporting person reported shares of common stock and derivative securities on an aggregate basis. The reporting person will file one or more amended reports to correct the number of non-derivative and derivative securities owned.