Carlyle Group Inc. - 30 Jun 2025 Form 4 Insider Report for CommScope Holding Company, Inc. (COMM)

Role
10%+ Owner
Signature
The Carlyle Group Inc., By: /s/ Anne Frederick, Attorney-in-fact for John C. Redett, Chief Financial Officer
Issuer symbol
COMM
Transactions as of
30 Jun 2025
Net transactions value
$0
Form type
4
Filing time
02 Jul 2025, 18:00:04 UTC
Previous filing
02 Jun 2025
Next filing
02 Oct 2025
SEC
View on sec.gov

Reporting Owners (10)

Name Relationship Address Signature Signature date CIK
Carlyle Group Inc. 10%+ Owner C/O THE CARLYLE GROUP, 1001 PENNSYLVANIA AVE., NW, SUITE 220 S, WASHINGTON, The Carlyle Group Inc., By: /s/ Anne Frederick, Attorney-in-fact for John C. Redett, Chief Financial Officer 02 Jul 2025 0001527166
Carlyle Holdings I GP Inc. 10%+ Owner C/O THE CARLYLE GROUP, 1001 PENNSYLVANIA AVE., NW, SUITE 220 S, WASHINGTON, Carlyle Holdings I GP Inc., By: /s/ Anne Frederick, Attorney-in-fact for John C. Redett, Managing Director and Chief Financial Officer 02 Jul 2025 0001548626
Carlyle Holdings I GP Sub L.L.C. 10%+ Owner C/O THE CARLYLE GROUP, 1001 PENNSYLVANIA AVE., NW, SUITE 220 S, WASHINGTON, Carlyle Holdings I GP Sub L.L.C., By: Carlyle Holdings I GP Inc., its sole member, By: /s/ Anne Frederick, Attorney-in-fact for John C. Redett, Managing Director and Chief Financial Officer 02 Jul 2025 0001548627
Carlyle Holdings I L.P. 10%+ Owner C/O THE CARLYLE GROUP, 1001 PENNSYLVANIA AVE., NW, SUITE 220 S, WASHINGTON, Carlyle Holdings I L.P., By: /s/ Anne Frederick, Attorney-in-fact for John C. Redett, Managing Director 02 Jul 2025 0001548628
CG Subsidiary Holdings L.L.C. 10%+ Owner C/O THE CARLYLE GROUP, 1001 PENNSYLVANIA AVE., NW, SUITE 220 S, WASHINGTON, CG Subsidiary Holdings L.L.C., By: /s/ Anne Frederick, Attorney-in-fact for John C. Redett, Managing Director 02 Jul 2025 0001790577
TC Group, LLC 10%+ Owner C/O THE CARLYLE GROUP, 1001 PENNSYLVANIA AVE., NW, SUITE 220 S, WASHINGTON, TC Group, L.L.C., By: /s/ Anne Frederick, Attorney-in-fact for John C. Redett, Managing Director 02 Jul 2025 0000933790
TC Group Sub L.P. 10%+ Owner C/O THE CARLYLE GROUP, 1001 PENNSYLVANIA AVE., NW, SUITE 220 S, WASHINGTON, TC Group Sub L.P., By: TC Group, L.L.C., its general partner, By: /s/ Anne Frederick, Attorney-in-fact for John C. Redett, Managing Director 02 Jul 2025 0001548639
TC Group VII S1, L.L.C. 10%+ Owner C/O THE CARLYLE GROUP, 1001 PENNSYLVANIA AVE., NW, SUITE 220 S, WASHINGTON, TC Group VII S1, L.L.C., By: /s/ Jeremy W. Anderson, Vice President 02 Jul 2025 0001772672
TC Group VII S1, L.P. 10%+ Owner C/O THE CARLYLE GROUP, 1001 PENNSYLVANIA AVE., NW, SUITE 220 S, WASHINGTON, TC Group VII S1, L.P., By: /s/ Jeremy W. Anderson, Vice President 02 Jul 2025 0001772631
Carlyle Partners VII S1 Holdings, L.P. 10%+ Owner C/O THE CARLYLE GROUP, 1001 PENNSYLVANIA AVE., NW, SUITE 220 S, WASHINGTON, Carlyle Partners VII S1 Holdings, L.P., By: TC Group VII S1, L.P., its general partner, By: /s/ Jeremy W. Anderson, Vice President 02 Jul 2025 0001772667

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMM Series A Convertible Preferred Stock Other +17,107 +1.4% 1,261,310 30 Jun 2025 Common Stock 622,072 See Footnotes F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met.
F2 The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears.
F3 Carlyle Partners VII S1 Holdings, L.P. is the record holder of the securities reported herein.
F4 The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VII S1, L.L.C., which is the general partner of TC Group VII S1, L.P., which is the general partner of Carlyle Partners VII S1 Holdings, L.P. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VII S1 Holdings, L.P. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein, if any.