| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Emmi Donald | Chief Legal Officer | 1526 COLE BLVD, SUITE 250, GOLDEN | /s/ Donald T. Emmi | 06 Jun 2025 | 0001935370 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SHFS | Restricted Stock Units | Award | $0 | +2,795 | +15% | $0.000000 | 21,254 | 10 Jan 2023 | Direct | F1, F2 |
| transaction | SHFS | Class A Common Stock | Tax liability | $8,804 | -310 | -1.5% | $28.40 | 20,944 | 10 Jan 2024 | Direct | F3 |
| transaction | SHFS | Class A Common Stock | Tax liability | $9,031 | -318 | -1.5% | $28.40 | 20,626 | 06 May 2025 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | Represents 2,795 restricted stock units ("RSU") which vest in three equal installments on December 31, 2023, December 31, 2024, and December 31, 2025. RSUs convert into Class A Common Stock on a one-for-one basis. |
| F2 | All security amounts and prices in this Form 4 have been calculated to conform to the 20 for 1 reverse stock split as identified on the Current Report on Form 8-K filed with the Securities and Exchange Commission on March 20, 2025 (the "Reverse Stock Split"). |
| F3 | Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. |