Robert J. Hariri - 13 Apr 2025 Form 4/A - Amendment Insider Report for Celularity Inc (CELU)

Role
Chief Executive Officer, Director
Signature
/s/ Robert J. Hariri
Issuer symbol
CELU
Transactions as of
13 Apr 2025
Net transactions value
-$1,893
Form type
4/A - Amendment
Filing time
04 Jun 2025, 16:30:33 UTC
Date Of Original Report
15 Apr 2025
Previous filing
02 Dec 2024
Next filing
30 May 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Hariri Robert J Chief Executive Officer, Director C/O CELULARITY INC., 170 PARK AVENUE, FLORHAM PARK /s/ Robert J. Hariri 04 Jun 2025 0001398815

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CELU Class A Common Stock Options Exercise $0 +3,281 +0.12% $0.000000 2,852,608 13 Apr 2025 Direct F1
transaction CELU Class A Common Stock Tax liability $1,893 -1,154 -0.04% $1.64 2,851,454 13 Apr 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELU Restricted Stock Units Options Exercise $0 -3,281 -50% $0.000000 3,281 13 Apr 2025 Class A Common Stock 3,281 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the conversion upon vesting of restricted stock units (RSUs) into Class A Common Stock. On April 13, 2022, the reporting person was granted 13,123 RSUs, 25% of which vested on April 13, 2025. Such RSUs were previously reported in Table II on a Form 4 filed with the SEC on April 28, 2022.
F2 This line reflects the tax withholding on the vesting of RSUs that vested on April 13, 2025.
F3 Each restricted stock unit is the economic equivalent of one share of Celularity Inc. Class A Common Stock.
F4 On April 13, 2022, the reporting person was granted 13,123 RSUs, 25% of which vested on April 13, 2025. The Class A Common Stock into which such vested RSUs converted on April 13, 2025 is reported in Table I on this Form 4.