Barbra Keck - 28 May 2025 Form 4 Insider Report for SmartKem, Inc. (SMTK)

Signature
/s/ Barbra Keck
Issuer symbol
SMTK
Transactions as of
28 May 2025
Net transactions value
$0
Form type
4
Filing time
28 May 2025, 21:00:23 UTC
Previous filing
17 Jun 2024
Next filing
05 Sep 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Keck Barbra Chief Financial Officer C/O SMARTKEM, MANCHESTER TECHNOLOGY CTR, HEXAGON TOWER DELAUNAYS ROAD, BLACKLEY, MANCHESTER, UNITED KINGDOM /s/ Barbra Keck 28 May 2025 0001464238

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMTK Stock Option (right to Buy) Award $0 +75,660 $0.000000 75,660 28 May 2025 Common Stock 75,660 $2.51 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option grant was approved by the Compensation Committee of SmartKem, Inc.'s (the "Company") board of directors on April 15, 2025, subject to stockholder approval of an Amendment to the SmartKem, Inc. 2021 Equity Incentive Plan (the "Amendment"). The Company's stockholders approved the Amendment on May 28, 2025.
F2 The option vests as follows: 25% on the date of grant with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on May 15, 2025 and on the 15th date of each month thereafter.