Sean P. Fontenot - 22 Apr 2025 Form 4 Insider Report for CalEthos, Inc. (GEDC)

Role
Director, 10%+ Owner
Signature
/s/ Sean P. Fontenot
Issuer symbol
GEDC
Transactions as of
22 Apr 2025
Net transactions value
$0
Form type
4
Filing time
28 Apr 2025, 19:22:10 UTC
Previous filing
17 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GEDC Common Stock 9,076,438 22 Apr 2025 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GEDC Warrants Disposed to Issuer -2,258,877 -50% 2,258,877 22 Apr 2025 Common Stock 2,258,877 $2.00 See Footnote F1, F2
transaction GEDC Warrants Award +2,258,877 2,258,877 22 Apr 2025 Common Stock 2,258,877 $0.4900 See Footnote F1, F2
holding GEDC Warrants 2,000,000 22 Apr 2025 Common Stock 2,000,000 $0.5400 See Footnote F2
holding GEDC Board of Director Options 750,000 22 Apr 2025 Common Stock 750,000 $0.5400 Direct
holding GEDC Warrants 200,000 22 Apr 2025 Common Stock 200,000 $0.5000 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The two reported transactions involved an amendment of outstanding warrants to purchase 2,258,877 shares of Common Stock (the "Warrants"), which were previously issued to Nanosha (as defined in footnote 2) by CalEthos, Inc. (the "Issuer") on December 15, 2024.
F2 The reported securities are owned by Nanosha Investments LLC ("Nanosha"), a company of which the reporting person is the principal member. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.