Jeffrey C. Moorefield - 13 Mar 2023 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
Vice President and General Manager, Luxfer Magtech
Signature
/s/ Megan E. Glise under Power of Attorney for Jeffrey Moorefield
Issuer symbol
LXFR
Transactions as of
13 Mar 2023
Net transactions value
-$22,846
Form type
4
Filing time
15 Mar 2023, 20:27:22 UTC
Previous filing
08 Apr 2022
Next filing
20 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LXFR Ordinary Shares Options Exercise +1,179 +38% 4,309 13 Mar 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability $7,084 -463 -11% $15.30 3,846 13 Mar 2023 Direct
transaction LXFR Ordinary Shares Options Exercise +967 +25% 4,813 13 Mar 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability $5,814 -380 -7.9% $15.30 4,433 13 Mar 2023 Direct
transaction LXFR Ordinary Shares Options Exercise +681 +15% 5,114 14 Mar 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability $4,144 -267 -5.2% $15.52 4,847 14 Mar 2023 Direct
transaction LXFR Ordinary Shares Options Exercise +540 +11% 5,387 14 Mar 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability $3,290 -212 -3.9% $15.52 5,175 14 Mar 2023 Direct
transaction LXFR Ordinary Shares Options Exercise +412 +8% 5,587 14 Mar 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability $2,514 -162 -2.9% $15.52 5,425 14 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LXFR Restricted Stock Units Options Exercise -1,179 -50% 1,184 13 Mar 2023 Ordinary Shares 1,179 Direct F1, F2, F3
transaction LXFR Restricted Stock Units Options Exercise -967 -50% 968 13 Mar 2023 Ordinary Shares 967 Direct F1, F4
transaction LXFR Restricted Stock Units Options Exercise -681 -100% 0 14 Mar 2023 Ordinary Shares 681 Direct F1, F5
transaction LXFR Restricted Stock Units Options Exercise -540 -100% 0 14 Mar 2023 Ordinary Shares 540 Direct F1, F6
transaction LXFR Restricted Stock Units Options Exercise -412 -25% 1,240 14 Mar 2023 Ordinary Shares 412 Direct F1, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F2 The remaining Restricted Stock Units vest on March 13, 2024. The amount above includes 104 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F3 The amount above includes 109 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F4 Represents performance-based Restricted Stock Units (at 50% target) awarded on March 13, 2020. One half of the performance-based Restricted Stock Units vested on March 13, 2023 upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2022. The remaining balance will vest on March 13, 2024.
F5 The Restricted Stock Units are fully vested. The amount above includes 81 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F6 Represents performance-based Restricted Stock Units (at 50% target) awarded on March 14, 2019. One half of the performance-based Restricted Stock Units vested on March 14, 2022 upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021.The remaining balance vested on March 14, 2023.
F7 The remaining Restricted Stock Units vest in three equal annual installments beginning on March 14, 2024. The amount above includes 12 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F8 The amount above includes 40 additional Restricted Stock Units accrued related to dividend reinvestment rights.

Remarks:

Vice President and General Manager, Luxfer Magtech