| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SNOW | Class A Common Stock | Tax liability | -$68.7K | -414 | -0.74% | $165.95 | 55.4K | Sep 8, 2023 | Direct | F1, F2 |
| transaction | SNOW | Class A Common Stock | Sale | -$115K | -694 | -1.25% | $166.27 | 54.7K | Sep 11, 2023 | Direct | F2, F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Represents shares withheld to satisfy tax withholding obligations on the vesting of restricted stock units. |
| F2 | Includes shares to be issued in connection with the vesting of one or more restricted stock units. |
| F3 | The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 22, 2022. |