| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SNOW | Class A Common Stock | Tax liability | -$242K | -1.46K | -0.79% | $165.95 | 184K | Sep 8, 2023 | Direct | F1, F2 |
| transaction | SNOW | Class A Common Stock | Sale | -$14.3K | -85 | -0.05% | $167.68 | 184K | Sep 11, 2023 | Direct | F2, F3, F4 |
| transaction | SNOW | Class A Common Stock | Sale | -$39.3K | -233 | -0.13% | $168.70 | 184K | Sep 11, 2023 | Direct | F2, F3, F5 |
| transaction | SNOW | Class A Common Stock | Sale | -$95.5K | -562 | -0.31% | $169.93 | 183K | Sep 11, 2023 | Direct | F2, F3, F6 |
| transaction | SNOW | Class A Common Stock | Sale | -$73.9K | -431 | -0.24% | $171.47 | 183K | Sep 11, 2023 | Direct | F2, F3, F7 |
| holding | SNOW | Class A Common Stock | 16.3K | Sep 8, 2023 | Trust | F8 | |||||
| holding | SNOW | Class A Common Stock | 83K | Sep 8, 2023 | Foundation | F9 | |||||
| holding | SNOW | Class A Common Stock | 767K | Sep 8, 2023 | Trust | F10 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Represents shares withheld to satisfy tax withholding obligations on the vesting of restricted stock units. |
| F2 | Includes shares to be issued in connection with the vesting of one or more restricted stock units. |
| F3 | The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 22, 2023. |
| F4 | The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $166.950 to $167.830 , inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes. |
| F5 | The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $168.150 to $169.130, inclusive. |
| F6 | The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $169.490 to $170.340, inclusive. |
| F7 | The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $171.200 to $171.980, inclusive. |
| F8 | The shares are held by the Slootman Grandchildren's Trust dated 7/28/2022 for which the Reporting Person is a trustee. |
| F9 | The shares are held by the Slootman Family Foundation dated 11/24/2010 for which the Reporting Person is deemed to have voting and investment power over the shares held by the Slootman Family Foundation, but has no personal pecuniary interest in these shares. |
| F10 | The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee. |