| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SNOW | Class A Common Stock | Tax liability | -$182K | -1.05K | -0.56% | $174.31 | 187K | Jun 8, 2023 | Direct | F1, F2 |
| transaction | SNOW | Class A Common Stock | Sale | -$301K | -1.72K | -0.92% | $174.31 | 186K | Jun 9, 2023 | Direct | F2, F3 |
| holding | SNOW | Class A Common Stock | 16.3K | Jun 8, 2023 | Trust | F4 | |||||
| holding | SNOW | Class A Common Stock | 83K | Jun 8, 2023 | Foundation | F5 | |||||
| holding | SNOW | Class A Common Stock | 767K | Jun 8, 2023 | Trust | F6 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Represents shares withheld to satisfy tax withholding obligations on the vesting of restricted stock units. |
| F2 | Includes shares to be issued in connection with the vesting of one or more restricted stock units. |
| F3 | The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 22, 2023. |
| F4 | The shares are held by the Slootman Grandchildren's Trust dated 7/28/2022 for which the Reporting Person is a trustee. |
| F5 | The shares are held by the Slootman Family Foundation dated 11/24/2010, a charitable foundation over which the Reporting Person is deemed to have voting and investment power. However, the Reporting Person has no personal pecuniary interest in these shares. |
| F6 | The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee. |