Frank Slootman - Mar 8, 2023 Form 4 Insider Report for Snowflake Inc. (SNOW)

Role
CEO and Chairman, Director
Signature
/s/ Travis Shrout, Attorney-in-Fact
Stock symbol
SNOW
Transactions as of
Mar 8, 2023
Transactions value $
-$392,980
Form type
4
Date filed
3/13/2023, 04:12 PM
Previous filing
Dec 12, 2022
Next filing
Mar 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNOW Class A Common Stock Tax liability -$152K -1.07K -0.8% $142.65 132K Mar 8, 2023 Direct F1, F2
transaction SNOW Class A Common Stock Sale -$240K -1.7K -1.29% $141.38 130K Mar 9, 2023 Direct F2, F3
holding SNOW Class A Common Stock 83K Mar 8, 2023 Foundation F4
holding SNOW Class A Common Stock 16.3K Mar 8, 2023 Trust F5
holding SNOW Class A Common Stock 767K Mar 8, 2023 Trust F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to satisfy tax withholding obligations on the vesting of restricted stock units.
F2 Includes shares to be issued in connection with the vesting of one or more restricted stock units.
F3 The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
F4 The shares are held by the Slootman Family Foundation dated 11/24/2010, a charitable foundation over which the Reporting Person is deemed to have voting and investment power. However, the Reporting Person has no personal pecuniary interest in these shares.
F5 The shares are held by the Slootman Grandchildren's Trust dated 7/28/2022 for which the Reporting Person is a trustee.
F6 The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee.