Frank Slootman - 22 Nov 2021 Form 4 Insider Report for Snowflake Inc. (SNOW)

Signature
/s/ Travis Shrout, Attorney-in-Fact
Issuer symbol
SNOW
Transactions as of
22 Nov 2021
Net transactions value
-$43,825,805
Form type
4
Filing time
24 Nov 2021, 18:31:47 UTC
Previous filing
18 Nov 2021
Next filing
16 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNOW Class A Common Stock Gift $0 -6,309 -26% $0.000000 17,582 19 Nov 2021 Direct F1
transaction SNOW Class A Common Stock Options Exercise $1,120,505 +126,183 +718% $8.88* 143,765 22 Nov 2021 Direct
transaction SNOW Class A Common Stock Sale $2,869,449 -8,060 -5.6% $356.01 135,705 22 Nov 2021 Direct F1, F2
transaction SNOW Class A Common Stock Sale $612,042 -1,715 -1.3% $356.88 133,990 22 Nov 2021 Direct F1, F3
transaction SNOW Class A Common Stock Sale $1,574,623 -4,397 -3.3% $358.11 129,593 22 Nov 2021 Direct F1, F4
transaction SNOW Class A Common Stock Sale $984,625 -2,741 -2.1% $359.22 126,852 22 Nov 2021 Direct F1, F5
transaction SNOW Class A Common Stock Sale $1,114,670 -3,095 -2.4% $360.15 123,757 22 Nov 2021 Direct F1, F6
transaction SNOW Class A Common Stock Sale $746,592 -2,066 -1.7% $361.37 121,691 22 Nov 2021 Direct F1, F7
transaction SNOW Class A Common Stock Sale $2,723,614 -7,518 -6.2% $362.28 114,173 22 Nov 2021 Direct F1, F8
transaction SNOW Class A Common Stock Sale $2,984,639 -8,210 -7.2% $363.54 105,963 22 Nov 2021 Direct F1, F9
transaction SNOW Class A Common Stock Sale $5,494,750 -15,076 -14% $364.47 90,887 22 Nov 2021 Direct F1, F10
transaction SNOW Class A Common Stock Sale $4,623,356 -12,653 -14% $365.40 78,234 22 Nov 2021 Direct F1, F11
transaction SNOW Class A Common Stock Sale $1,100,239 -3,002 -3.8% $366.50 75,232 22 Nov 2021 Direct F1, F12
transaction SNOW Class A Common Stock Sale $1,668,178 -4,540 -6% $367.44 70,692 22 Nov 2021 Direct F1, F13
transaction SNOW Class A Common Stock Sale $935,972 -2,539 -3.6% $368.64 68,153 22 Nov 2021 Direct F1, F14
transaction SNOW Class A Common Stock Sale $960,708 -2,600 -3.8% $369.50 65,553 22 Nov 2021 Direct F1, F15
transaction SNOW Class A Common Stock Sale $606,655 -1,628 -2.5% $372.64 63,925 22 Nov 2021 Direct F1, F16
transaction SNOW Class A Common Stock Sale $543,440 -1,454 -2.3% $373.76 62,471 22 Nov 2021 Direct F1, F17
transaction SNOW Class A Common Stock Sale $820,814 -2,191 -3.5% $374.63 60,280 22 Nov 2021 Direct F1, F18
transaction SNOW Class A Common Stock Sale $450,532 -1,200 -2% $375.44 59,080 22 Nov 2021 Direct F1, F19
transaction SNOW Class A Common Stock Sale $113,007 -300 -0.51% $376.69 58,780 22 Nov 2021 Direct F1
transaction SNOW Class A Common Stock Sale $530,399 -1,402 -2.4% $378.32 57,378 22 Nov 2021 Direct F1, F20
transaction SNOW Class A Common Stock Sale $551,851 -1,455 -2.5% $379.28 55,923 22 Nov 2021 Direct F1, F21
transaction SNOW Class A Common Stock Sale $358,265 -940 -1.7% $381.13 54,983 22 Nov 2021 Direct F1, F22
transaction SNOW Class A Common Stock Sale $343,909 -900 -1.6% $382.12 54,083 22 Nov 2021 Direct F1, F23
transaction SNOW Class A Common Stock Sale $2,655,627 -6,925 -13% $383.48 47,158 22 Nov 2021 Direct F1, F24
transaction SNOW Class A Common Stock Sale $1,460,933 -3,801 -8.1% $384.36 43,357 22 Nov 2021 Direct F1, F25
transaction SNOW Class A Common Stock Sale $1,594,267 -4,137 -9.5% $385.37 39,220 22 Nov 2021 Direct F1, F26
transaction SNOW Class A Common Stock Sale $3,516,899 -9,101 -23% $386.43 30,119 22 Nov 2021 Direct F1, F27
transaction SNOW Class A Common Stock Sale $3,006,256 -7,757 -26% $387.55 22,362 22 Nov 2021 Direct F1, F28

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNOW Stock Option (Right to Buy) Options Exercise $0 -126,183 -0.97% $0.000000 12,920,364 22 Nov 2021 Class A Common Stock 126,183 $8.88 Direct F29
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The gift and sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
F2 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $355.29 to $356.26, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.
F3 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $356.43 to $357.34, inclusive.
F4 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $357.53 to $358.52, inclusive.
F5 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $358.73 to $359.69, inclusive.
F6 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $359.78 to $360.755, inclusive.
F7 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $360.86 to $361.84, inclusive.
F8 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $361.92 to $362.73, inclusive.
F9 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $362.95 to $363.93, inclusive.
F10 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $363.97 to $364.96, inclusive.
F11 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $364.975 to $365.96, inclusive.
F12 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $365.99 to $366.99, inclusive.
F13 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $367.04 to $368.00, inclusive.
F14 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $368.14 to $369.12, inclusive.
F15 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $369.17 to $369.96, inclusive.
F16 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $372.00 to $372.85, inclusive.
F17 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $373.12 to $374.09, inclusive.
F18 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $374.25 to $375.01, inclusive.
F19 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $375.41 to $375.45, inclusive.
F20 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $377.91 to $378.69, inclusive.
F21 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $378.92 to $379.73, inclusive.
F22 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $380.69 to $381.65, inclusive.
F23 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $381.715 to $382.42, inclusive.
F24 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $382.785 to $383.78, inclusive.
F25 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $383.86 to $384.83, inclusive.
F26 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $384.92 to $385.83, inclusive.
F27 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $385.96 to $386.96, inclusive.
F28 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $386.97 to $387.90, inclusive.
F29 The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on April 26, 2019, subject to the Reporting Person's continuous service through each such vesting date.

Remarks:

Part 1 of 2. The Reporting Person is reporting on two separate Form 4 filings as the aggregate number of line items exceeds the maximum number that can be included in one report.