MARK GARRETT - 16 Nov 2021 Form 4 Insider Report for Snowflake Inc. (SNOW)

Role: Director
Signature: /s/ Travis Shrout, Attorney-in-Fact
Issuer symbol: SNOW
Transactions as of: 16 Nov 2021
Net transactions value: -$32,958,637
Form type: 4
Filing time: 18 Nov 2021, 20:16:13 UTC
Previous filing: 17 Nov 2021
Next filing: 15 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SNOW	Class A Common Stock	Options Exercise	$286,110	+76,500	+6250%	$3.74	77,724	16 Nov 2021	Direct	F1
transaction	SNOW	Class A Common Stock	Sale	$4,726,931	-11,863	-15%	$398.46	65,861	16 Nov 2021	Direct	F1, F2, F3
transaction	SNOW	Class A Common Stock	Sale	$6,208,928	-15,533	-24%	$399.72	50,328	16 Nov 2021	Direct	F1, F2, F4
transaction	SNOW	Class A Common Stock	Sale	$3,929,276	-9,816	-20%	$400.29	40,512	16 Nov 2021	Direct	F1, F2, F5
transaction	SNOW	Class A Common Stock	Sale	$10,574,312	-26,330	-65%	$401.61	14,182	16 Nov 2021	Direct	F1, F2, F6
transaction	SNOW	Class A Common Stock	Sale	$4,712,587	-11,708	-83%	$402.51	2,474	16 Nov 2021	Direct	F1, F2, F7
transaction	SNOW	Class A Common Stock	Sale	$504,120	-1,250	-51%	$403.30	1,224	16 Nov 2021	Direct	F1, F2, F8
transaction	SNOW	Class A Common Stock	Sale	$2,588,592	-6,504	-5%	$398.00	122,365	16 Nov 2021	Limited Partnership	F2, F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SNOW	Stock Option (Right to Buy)	Options Exercise	$0	-76,500	-12%	$0.000000	576,562	16 Nov 2021	Class A Common Stock	76,500	$3.74	Direct	F10

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes shares to be issued in connection with the vesting of one or more restricted stock units.
F2	The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
F3	The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $398.00 to $399.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.
F4	The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $399.02 to $400.02, inclusive.
F5	The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $400.03 to $400.97, inclusive.
F6	The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $401.04 to $402.04, inclusive.
F7	The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $402.05 to $403.04, inclusive.
F8	The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $403.10 to $403.575, inclusive.
F9	The shares are held by the Garrett Family Investment Partnership, L.P. for which the Reporting Person is the general partner.
F10	The shares subject to the option are immediately exercisable and vest in 72 equal monthly installments beginning on April 6, 2018, subject to the Reporting Person's continuous service through each such vesting date.