Mark Garrett - Nov 16, 2021 Form 4 Insider Report for Snowflake Inc. (SNOW)

Role
Director
Signature
/s/ Travis Shrout, Attorney-in-Fact
Stock symbol
SNOW
Transactions as of
Nov 16, 2021
Transactions value $
-$32,958,637
Form type
4
Date filed
11/18/2021, 08:16 PM
Previous filing
Nov 17, 2021
Next filing
Dec 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNOW Class A Common Stock Options Exercise $286K +76.5K +6250% $3.74 77.7K Nov 16, 2021 Direct F1
transaction SNOW Class A Common Stock Sale -$4.73M -11.9K -15.26% $398.46 65.9K Nov 16, 2021 Direct F1, F2, F3
transaction SNOW Class A Common Stock Sale -$6.21M -15.5K -23.58% $399.73 50.3K Nov 16, 2021 Direct F1, F2, F4
transaction SNOW Class A Common Stock Sale -$3.93M -9.82K -19.5% $400.29 40.5K Nov 16, 2021 Direct F1, F2, F5
transaction SNOW Class A Common Stock Sale -$10.6M -26.3K -64.99% $401.61 14.2K Nov 16, 2021 Direct F1, F2, F6
transaction SNOW Class A Common Stock Sale -$4.71M -11.7K -82.56% $402.51 2.47K Nov 16, 2021 Direct F1, F2, F7
transaction SNOW Class A Common Stock Sale -$504K -1.25K -50.53% $403.30 1.22K Nov 16, 2021 Direct F1, F2, F8
transaction SNOW Class A Common Stock Sale -$2.59M -6.5K -5.05% $398.00 122K Nov 16, 2021 Limited Partnership F2, F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNOW Stock Option (Right to Buy) Options Exercise $0 -76.5K -11.71% $0.00 577K Nov 16, 2021 Class A Common Stock 76.5K $3.74 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares to be issued in connection with the vesting of one or more restricted stock units.
F2 The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
F3 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $398.00 to $399.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.
F4 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $399.02 to $400.02, inclusive.
F5 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $400.03 to $400.97, inclusive.
F6 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $401.04 to $402.04, inclusive.
F7 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $402.05 to $403.04, inclusive.
F8 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $403.10 to $403.575, inclusive.
F9 The shares are held by the Garrett Family Investment Partnership, L.P. for which the Reporting Person is the general partner.
F10 The shares subject to the option are immediately exercisable and vest in 72 equal monthly installments beginning on April 6, 2018, subject to the Reporting Person's continuous service through each such vesting date.