Frank Slootman - Sep 20, 2021 Form 4 Insider Report for Snowflake Inc. (SNOW)

Signature
/s/ Amanda Baratz, Attorney-in-Fact
Stock symbol
SNOW
Transactions as of
Sep 20, 2021
Transactions value $
-$19,108,312
Form type
4
Date filed
9/22/2021, 07:49 PM
Previous filing
Aug 30, 2021
Next filing
Oct 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNOW Class A Common Stock Gift $0 -3.16K -5.38% $0.00 55.4K Sep 2, 2021 Direct F1
transaction SNOW Class A Common Stock Gift $0 -18.9K -34.14% $0.00 36.5K Sep 10, 2021 Direct F1
transaction SNOW Class A Common Stock Options Exercise $560K +63.1K +172.81% $8.88* 99.6K Sep 20, 2021 Direct
transaction SNOW Class A Common Stock Sale -$575K -1.88K -1.89% $305.08 97.7K Sep 20, 2021 Direct F1, F2
transaction SNOW Class A Common Stock Sale -$1.32M -4.3K -4.4% $306.10 93.4K Sep 20, 2021 Direct F1, F3
transaction SNOW Class A Common Stock Sale -$503K -1.64K -1.75% $307.20 91.8K Sep 20, 2021 Direct F1, F4
transaction SNOW Class A Common Stock Sale -$1.15M -3.73K -4.06% $308.51 88.1K Sep 20, 2021 Direct F1, F5
transaction SNOW Class A Common Stock Sale -$1.34M -4.33K -4.92% $309.53 83.7K Sep 20, 2021 Direct F1, F6
transaction SNOW Class A Common Stock Sale -$1.07M -3.43K -4.1% $310.45 80.3K Sep 20, 2021 Direct F1, F7
transaction SNOW Class A Common Stock Sale -$2.82M -9.05K -11.27% $311.57 71.2K Sep 20, 2021 Direct F1, F8
transaction SNOW Class A Common Stock Sale -$2.86M -9.14K -12.83% $312.50 62.1K Sep 20, 2021 Direct F1, F9
transaction SNOW Class A Common Stock Sale -$3.04M -9.7K -15.62% $313.50 52.4K Sep 20, 2021 Direct F1, F10
transaction SNOW Class A Common Stock Sale -$3.89M -12.4K -23.6% $314.59 40K Sep 20, 2021 Direct F1, F11
transaction SNOW Class A Common Stock Sale -$1.11M -3.53K -8.81% $315.30 36.5K Sep 20, 2021 Direct F1, F12
holding SNOW Class A Common Stock 27K Sep 20, 2021 Foundation F13
holding SNOW Class A Common Stock 1.32M Sep 20, 2021 Trust F14

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNOW Stock Option (Right to Buy) Options Exercise $0 -63.1K -0.47% $0.00 13.2M Sep 20, 2021 Class A Common Stock 63.1K $8.88 Direct F15
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The gifts and sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
F2 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $304.57 to $305.55, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.
F3 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $305.63 to $306.55, inclusive.
F4 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $306.75 to $307.71, inclusive.
F5 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $307.91 to $308.91, inclusive.
F6 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $308.93 to $309.92, inclusive.
F7 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $309.95 to $310.95, inclusive.
F8 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $310.97 to $311.96, inclusive.
F9 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $311.99 to $312.99, inclusive.
F10 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $313.00 to $314.00, inclusive.
F11 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $314.04 to $315.03, inclusive.
F12 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $315.05 to $316.00, inclusive.
F13 The shares are held by the Slootman Family Foundation dated 11/24/2010, a charitable foundation over which the Reporting Person is deemed to have voting and investment power. However, the Reporting Person has no personal pecuniary interest in these shares.
F14 The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee.
F15 The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on April 26, 2019, subject to the Reporting Person's continuous service through each such vesting date.