Carl M. Eschenbach - Jul 8, 2021 Form 4 Insider Report for Snowflake Inc. (SNOW)

Role
Director
Signature
/s/ Travis Shrout, Attorney-in-Fact for Carl Eschenbach
Stock symbol
SNOW
Transactions as of
Jul 8, 2021
Transactions value $
$0
Form type
4
Date filed
7/12/2021, 08:38 PM
Previous filing
Jun 30, 2021
Next filing
Nov 4, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNOW Class A Common Stock Award $0 +1.22K $0.00 1.22K Jul 8, 2021 Direct F1
holding SNOW Class A Common Stock 328K Jul 8, 2021 By estate planning vehicle
holding SNOW Class A Common Stock 7.39M Jul 8, 2021 Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. F2, F3
holding SNOW Class A Common Stock 1.99M Jul 8, 2021 Sequoia Capital Growth Fund III, L.P. F2, F3
holding SNOW Class A Common Stock 343K Jul 8, 2021 Sequoia Capital U.S. Growth Fund VI, L.P. F2, F3
holding SNOW Class A Common Stock 5.35K Jul 8, 2021 Sequoia Capital U.S. Growth VI Principals Fund, L.P. F2, F3
holding SNOW Class A Common Stock 3.96M Jul 8, 2021 Sequoia Capital U.S. Growth Fund VII, L.P. F2, F3
holding SNOW Class A Common Stock 368K Jul 8, 2021 Sequoia Capital U.S. Growth VII Principals Fund, L.P. F2, F3
holding SNOW Class A Common Stock 911K Jul 8, 2021 Sequoia Grove II, LLC F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares represent restricted stock units, which will vest in full on the earlier of (i) the date of the annual meeting of the Issuer's stockholders to be held in 2022 (or the date immediately prior to such meeting if the Reporting Person's service as a director ends at such meeting due to the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election), or (ii) the first anniversary of the date of grant; subject to the Reporting Person's continued service through such date.
F2 The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is (i) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III); (ii) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the GFVI Funds); and (iii) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds).
F3 (Continued from Footnote 2) SCGF III Management, LLC is a general partner of Sequoia Capital Growth Fund III, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F4 The Reporting Person is a member of Sequoia Grove II, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.