Michael Scarpelli - 14 May 2021 Form 4 Insider Report for Snowflake Inc. (SNOW)

Signature
/s/ Travis Shrout, Attorney-in-Fact
Issuer symbol
SNOW
Transactions as of
14 May 2021
Net transactions value
-$2,950,518
Form type
4
Filing time
18 May 2021, 21:09:27 UTC
Next filing
09 Jun 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNOW Class A Common Stock Options Exercise $133,200 +15,000 +12% $8.88* 139,895 14 May 2021 Direct
transaction SNOW Class A Common Stock Sale $240,863 -1,200 -0.86% $200.72 138,695 14 May 2021 Direct F1, F2
transaction SNOW Class A Common Stock Sale $149,995 -744 -0.54% $201.61 137,951 14 May 2021 Direct F1, F3
transaction SNOW Class A Common Stock Sale $281,051 -1,385 -1% $202.92 136,566 14 May 2021 Direct F1, F4
transaction SNOW Class A Common Stock Sale $581,999 -2,852 -2.1% $204.07 133,714 14 May 2021 Direct F1, F5
transaction SNOW Class A Common Stock Sale $320,199 -1,561 -1.2% $205.12 132,153 14 May 2021 Direct F1, F6
transaction SNOW Class A Common Stock Sale $335,686 -1,627 -1.2% $206.32 130,526 14 May 2021 Direct F1, F7
transaction SNOW Class A Common Stock Sale $807,239 -3,884 -3% $207.84 126,642 14 May 2021 Direct F1, F8
transaction SNOW Class A Common Stock Sale $83,606 -400 -0.32% $209.02 126,242 14 May 2021 Direct F1, F9
transaction SNOW Class A Common Stock Sale $283,080 -1,347 -1.1% $210.16 124,895 14 May 2021 Direct F1, F10
holding SNOW Class A Common Stock 160,558 14 May 2021 Trust F11
holding SNOW Class A Common Stock 595,607 14 May 2021 Trust F12
holding SNOW Class A Common Stock 9,686 14 May 2021 Trust F13
holding SNOW Class A Common Stock 2,755 14 May 2021 Trust F14
holding SNOW Class A Common Stock 9,686 14 May 2021 Trust F15
holding SNOW Class A Common Stock 2,755 14 May 2021 Trust F16
holding SNOW Class A Common Stock 9,686 14 May 2021 Trust F17
holding SNOW Class A Common Stock 2,755 14 May 2021 Trust F18

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNOW Stock Option (Right to Buy) Options Exercise $0 -15,000 -0.41% $0.000000 3,634,299 14 May 2021 Class A Common Stock 15,000 $8.88 Direct F19
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
F2 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $200.035 to $200.965, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.
F3 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $201.14 to $202.09, inclusive.
F4 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $202.53 to $203.23, inclusive.
F5 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $203.54 to $204.48, inclusive.
F6 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $204.76 to $205.71, inclusive.
F7 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $205.96 to $206.96, inclusive.
F8 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $207.38 to $208.335, inclusive.
F9 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $208.56 to $209.465, inclusive.
F10 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $209.615 to $210.60, inclusive.
F11 The shares are held by the Scarpelli Family Trust for which the Reporting Person is a trustee.
F12 The shares are held by the Michael P. Scarpelli 2019 Grantor Retained Annuity Trust for which the Reporting Person is a beneficiary.
F13 The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
F14 The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
F15 The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
F16 The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
F17 The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Persons' child is the beneficiary.
F18 The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
F19 The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on August 19, 2019, subject to the Reporting Person's continuous service through each such vesting date.