Senior Brian T. Olsavsky - 21 Nov 2024 Form 4 Insider Report for AMAZON COM INC (AMZN)

Role
Senior Vice President and CFO
Signature
/s/ by Mark F. Hoffman as attorney-in-fact for Brian T. Olsavsky, Senior Vice President and CFO
Issuer symbol
AMZN
Transactions as of
21 Nov 2024
Net transactions value
-$2,962,048
Form type
4
Filing time
25 Nov 2024, 16:32:48 UTC
Previous filing
23 Aug 2024
Next filing
25 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +11,360 +23% $0.000000 60,360 21 Nov 2024 Direct
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +3,240 +5.4% $0.000000 63,600 21 Nov 2024 Direct
transaction AMZN Common Stock, par value $.01 per share Sale $2,962,048 -14,600 -23% $202.88 49,000 21 Nov 2024 Direct F1
holding AMZN Common Stock, par value $.01 per share 1,562 21 Nov 2024 Amazon.com 401(k) plan account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -11,360 -20% $0.000000 46,440 21 Nov 2024 Common Stock, par value $.01 per share 11,360 $0.000000 Direct F2, F3
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -3,240 -3.5% $0.000000 89,100 21 Nov 2024 Common Stock, par value $.01 per share 3,240 $0.000000 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/17/2024.
F2 Converts into Common Stock on a one-for-one basis.
F3 This award vests based upon the following vesting schedule: 2,960 shares on each of May 21, 2022, August 21, 2022, and November 21, 2022; 2,980 shares on February 21, 2023; 3,940 shares on each of May 21, 2023, August 21, 2023, November 21, 2023, and February 21, 2024; 11,360 shares on each of May 21, 2024, August 21, 2024, and November 21, 2024; 11,380 shares on February 21, 2025; 8,760 shares on each of May 21, 2025, August 21, 2025, and November 21, 2025; and 8,780 shares on February 21, 2026.
F4 This award vests based upon the following vesting schedule: 2,260 shares on May 21, 2023; 2,240 shares on each of August 21, 2023, November 21, 2023, and February 21, 2024; 3,240 shares on each of May 21, 2024, August 21, 2024, November 21, 2024, and February 21, 2025; 3,940 shares on each of May 21, 2025, August 21, 2025, and November 21, 2025; 3,920 shares on February 21, 2026; 9,920 shares on May 21, 2026; 9,900 shares on each of August 21, 2026, November 21, 2026, and February 21, 2027; 7,640 shares on May 21, 2027; and 7,620 shares on each of August 21, 2027, November 21, 2027, and February 21, 2028.