| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PTON | Class A Common Stock | Gift | $0 | -2.32K | -58.61% | $0.00 | 1.64K | Nov 17, 2021 | By GRAT 2 | F1, F2 |
| transaction | PTON | Class A Common Stock | Gift | $0 | +2.32K | +4.17% | $0.00 | 57.9K | Nov 17, 2021 | Direct | F1 |
| transaction | PTON | Class A Common Stock | Gift | $0 | -1.85K | -62.71% | $0.00 | 1.1K | Nov 18, 2021 | By GRAT 3 | F2, F3 |
| transaction | PTON | Class A Common Stock | Gift | $0 | +1.85K | +3.2% | $0.00 | 59.7K | Nov 18, 2021 | Direct | F3 |
| holding | PTON | Class A Common Stock | 7.2K | Nov 19, 2021 | By GRAT 1 | F2 | |||||
| holding | PTON | Class A Common Stock | 2K | Nov 19, 2021 | By GRAT 4 | F2 | |||||
| holding | PTON | Class A Common Stock | 2K | Nov 19, 2021 | By GRAT 5 | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PTON | Stock Option (right to buy Class B Common Stock) | Options Exercise | $0 | -11.3K | -0.44% | $0.00 | 2.57M | Nov 19, 2021 | Class B Common Stock | 11.3K | $8.82 | Direct | F4, F5 |
| transaction | PTON | Class B Common Stock | Options Exercise | $0 | +11.3K | +0.73% | $0.00 | 1.57M | Nov 19, 2021 | Class A Common Stock | 11.3K | Direct | F5 | |
| holding | PTON | Class B Common Stock | 110K | Nov 19, 2021 | Class A Common Stock | 110K | By GRAT 6 | F2, F5 | ||||||
| holding | PTON | Class B Common Stock | 675K | Nov 19, 2021 | Class A Common Stock | 675K | By Lynch Holdings I LP - Hydra Series | F5, F6 |
| Id | Content |
|---|---|
| F1 | Represents shares of the Issuer's Class A Common Stock that the GRAT 2 transferred as a gift to the Reporting Person. |
| F2 | These securities are held of record by a grantor retained annuity trust for which the reporting person is the trustee and sole annuitant. |
| F3 | Represents shares of the Issuer's Class A Common Stock that the GRAT 3 transferred as a gift to the Reporting Person. |
| F4 | The option vests as to 2.0833% of the total shares monthly, commencing February 17, 2019, with 100% of the total shares vested on January 17, 2023, subject to the reporting person's provision of service to the issuer on each vesting date. The option provides for an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase. |
| F5 | Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date. |
| F6 | These securities are held of record by Lynch Holdings I LP - Hydra Series ("Lynch Holdings LP - Hydra Series"). Lynch Holdings GP LLC is the general partner of Lynch Holdings LP - Hydra Series ("Lynch GP LLC"). Trusts for which the reporting person and his spouse are trustees are the members of Lynch GP LLC and each may be deemed to share voting and investment power over the shares held by Lynch Holdings LP - Hydra Series and each have been determined to have a pecuniary interest over the shares held by Lynch Holdings LP - Hydra Series. |