Alex Shvartsburg - Jun 15, 2024 Form 4 Insider Report for LivaNova PLC (LIVN)

Role
CFO
Signature
/s/ Sarah K. Mohr, Attorney-in-Fact
Stock symbol
LIVN
Transactions as of
Jun 15, 2024
Transactions value $
-$35,296
Form type
4
Date filed
6/18/2024, 04:06 PM
Previous filing
Apr 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIVN Ordinary Shares Options Exercise $0 +1.58K +8.84% $0.00 19.4K Jun 15, 2024 Direct F1, F2
transaction LIVN Ordinary Shares Tax liability -$35.3K -670 -3.45% $52.68 18.7K Jun 15, 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIVN Restricted Stock Units Options Exercise $0 -1.58K -100% $0.00* 0 Jun 15, 2024 Ordinary Shares 1.58K Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ('RSUs') settled into ordinary shares of LivaNova PLC ('the Company'), GBP 1.00 par value.
F2 Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the Company's 2015 Incentive Award Plan ('the Plan') and the award agreement.
F3 The referenced shares were withheld from distribution to satisfy tax liability.
F4 On June 15, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the final vesting for which occurred June 15, 2024.