Alex Shvartsburg - 15 Jun 2024 Form 4 Insider Report for LivaNova PLC (LIVN)

Role
CFO
Signature
/s/ Sarah K. Mohr, Attorney-in-Fact
Issuer symbol
LIVN
Transactions as of
15 Jun 2024
Net transactions value
-$35,296
Form type
4
Filing time
18 Jun 2024, 16:06:12 UTC
Previous filing
02 Apr 2024
Next filing
17 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIVN Ordinary Shares Options Exercise $0 +1,576 +8.8% $0.000000 19,399 15 Jun 2024 Direct F1, F2
transaction LIVN Ordinary Shares Tax liability $35,296 -670 -3.5% $52.68 18,729 15 Jun 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIVN Restricted Stock Units Options Exercise $0 -1,576 -100% $0.000000* 0 15 Jun 2024 Ordinary Shares 1,576 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ('RSUs') settled into ordinary shares of LivaNova PLC ('the Company'), GBP 1.00 par value.
F2 Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the Company's 2015 Incentive Award Plan ('the Plan') and the award agreement.
F3 The referenced shares were withheld from distribution to satisfy tax liability.
F4 On June 15, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the final vesting for which occurred June 15, 2024.