Brooke Story - Jun 15, 2024 Form 4 Insider Report for LivaNova PLC (LIVN)

Role
Director
Signature
/s/ Sarah K. Mohr, Attorney-in-Fact
Stock symbol
LIVN
Transactions as of
Jun 15, 2024
Transactions value $
-$30,765
Form type
4
Date filed
6/18/2024, 04:05 PM
Previous filing
Sep 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIVN Ordinary Shares Options Exercise $0 +2.68K +194.2% $0.00 4.06K Jun 15, 2024 Direct F1, F2
transaction LIVN Ordinary Shares Tax liability -$30.8K -584 -14.38% $52.68 3.48K Jun 15, 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIVN Restricted Stock Units Options Exercise $0 -2.68K -100% $0.00* 0 Jun 15, 2024 Ordinary Shares 2.68K Direct F2, F4
transaction LIVN Restricted Stock Units Award $0 +3.42K $0.00 3.42K Jun 15, 2024 Ordinary Shares 3.42K Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") settled into ordinary shares of LivaNova PLC ("the Company"), GBP 1.00 par value.
F2 Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the Company's 2015 Incentive Award Plan ("the Plan") and the award agreement.
F3 The referenced shares were withheld from distribution to satisfy tax liability.
F4 On June 15, 2023 the reporting person was granted RSUs vesting on June 15, 2024.
F5 The RSUs vest on June 15, 2025, subject to continued service during the vesting period and the award agreement.