| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LIVN | Restricted Stock Units | Award | $0 | +13,407 | $0.000000 | 13,407 | 30 Mar 2024 | Ordinary Shares | 13,407 | Direct | F1, F2 | ||
| transaction | LIVN | Restricted Stock Units | Award | $0 | +23,909 | $0.000000 | 23,909 | 30 Mar 2024 | Ordinary Shares | 23,909 | Direct | F1, F2 | ||
| transaction | LIVN | Performance Stock Units | Award | $0 | +11,954 | $0.000000 | 11,954 | 30 Mar 2024 | Ordinary Shares | 11,954 | Direct | F3, F4 | ||
| transaction | LIVN | Performance Stock Units | Award | $0 | +11,954 | $0.000000 | 11,954 | 30 Mar 2024 | Ordinary Shares | 11,954 | Direct | F3, F5 | ||
| transaction | LIVN | Performance Stock Units | Award | $0 | +23,909 | $0.000000 | 23,909 | 30 Mar 2024 | Ordinary Shares | 23,909 | Direct | F3, F6 | ||
| transaction | LIVN | Stock Appreciation Rights | Award | $0 | +52,268 | $0.000000 | 52,268 | 30 Mar 2024 | Ordinary Shares | 52,268 | $55.94 | Direct | F7 | |
| transaction | LIVN | Stock Appreciation Rights | Award | $0 | +29,309 | $0.000000 | 29,309 | 30 Mar 2024 | Ordinary Shares | 29,309 | $55.94 | Direct | F7 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the 2022 Plan) and the award agreement. |
| F2 | On March 30, 2024, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting occurring on March 30, 2025. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. |
| F3 | Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the 2022 Plan and the award agreement. |
| F4 | On March 30, 2024, reporting person was granted PSUs to vest or lapse on March 30, 2027 based on how the Company's free cash flow (FCF) for performance period 2024-2026 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. |
| F5 | On March 30, 2024, reporting person was granted PSUs to vest or lapse on March 30, 2027 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2024-2026 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. |
| F6 | On March 30, 2024, reporting person was granted PSUs to vest or lapse on March 30, 2027 based on the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2024 and ending December 31, 2026 relative to the TSR of an index of companies, as determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. |
| F7 | On March 30, 2024, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting in equal annual installments, the first vesting occurring on March 30, 2025. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. |