William A. Kozy - Feb 29, 2024 Form 4 Insider Report for LivaNova PLC (LIVN)

Role: Chairman and CEO, Director
Signature: /s/ Sarah K. Mohr, POA
Stock symbol: LIVN
Transactions as of: Feb 29, 2024
Transactions value $: -$1,062,382
Form type: 4
Date filed: 3/4/2024, 05:22 PM
Previous filing: Dec 19, 2023
Next filing: Apr 2, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LIVN	Ordinary Shares	Options Exercise	$0	+14.5K	+81.43%	$0.00	32.3K	Feb 29, 2024	Direct	F1
transaction	LIVN	Ordinary Shares	Tax liability	-$267K	-4.87K	-15.07%	$54.81	27.5K	Feb 29, 2024	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	LIVN	Restricted Stock Units	Options Exercise	-$795K	-14.5K	-100%	$54.81	0	Feb 29, 2024	Ordinary Shares	14.5K		Direct	F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.
F2	The referenced shares were withheld from distribution to satisfy tax liability.
F3	Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the 2022 Plan) and the award agreement.
F4	On December 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse upon the earlier of (i) the commencement of employment of a successor Chief Executive Officer and (ii) April 13, 2024, subject to Mr. Kozy's continued employment through such vesting date.