William A. Kozy - 14 Oct 2023 Form 4 Insider Report for LivaNova PLC (LIVN)

Role: Director
Signature: /s/ Sarah K. Mohr, POA
Issuer symbol: LIVN
Transactions as of: 14 Oct 2023
Net transactions value: -$673,078
Form type: 4
Filing time: 17 Oct 2023, 20:01:28 UTC
Previous filing: 20 Jun 2023
Next filing: 19 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LIVN	Ordinary Shares	Options Exercise	$0	+10,311	+92%	$0.000000	21,550	14 Oct 2023	Direct	F1
transaction	LIVN	Ordinary Shares	Tax liability	$178,768	-3,729	-17%	$47.94	17,821	14 Oct 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	LIVN	Restricted Stock Units	Options Exercise	$494,309	-10,311	-100%	$47.94	0	14 Oct 2023	Ordinary Shares	10,311		Direct	F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.
F2	The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.
F3	Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the 2022 Plan) and the award agreement.
F4	On June 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse in full on October 14, 2023, subject to continued service during the vesting period and the award agreement.