Peter M. Wilver - 15 Jun 2023 Form 4 Insider Report for LivaNova PLC (LIVN)

Role
Director
Signature
/s/ Sarah K. Mohr, POA
Issuer symbol
LIVN
Transactions as of
15 Jun 2023
Net transactions value
-$21,538
Form type
4
Filing time
20 Jun 2023, 15:36:39 UTC
Previous filing
26 May 2023
Next filing
03 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIVN Ordinary Shares Options Exercise $0 +2,082 $0.000000 2,082 15 Jun 2023 Direct F1
transaction LIVN Ordinary Shares Tax liability $21,538 -445 -21% $48.40 1,637 15 Jun 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIVN Restricted Stock Units Options Exercise $0 -2,082 -100% $0.000000* 0 15 Jun 2023 Ordinary Shares 2,082 Direct F2, F3
transaction LIVN Restricted Stock Units Award $0 +2,680 $0.000000 2,680 15 Jun 2023 Ordinary Shares 2,680 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.
F2 Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.
F3 On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.
F4 On June 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2024, subject to continued service during the vesting period and the award agreement.