| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LIVN | Ordinary Shares | Options Exercise | $0 | +3.35K | +103.59% | $0.00 | 6.58K | Feb 27, 2023 | Direct | F1 |
| transaction | LIVN | Ordinary Shares | Tax liability | -$75.6K | -1.58K | -23.92% | $47.99 | 5.01K | Feb 27, 2023 | Direct | F2 |
| transaction | LIVN | Ordinary Shares | Options Exercise | $0 | +1.41K | +28.13% | $0.00 | 6.42K | Feb 27, 2023 | Direct | F1 |
| transaction | LIVN | Ordinary Shares | Tax liability | -$31.8K | -663 | -10.33% | $47.99 | 5.76K | Feb 27, 2023 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LIVN | Performance Stock Units | Options Exercise | $0 | -3.35K | -100% | $0.00* | 0 | Feb 27, 2023 | Ordinary Shares | 3.35K | Direct | F3, F4, F5 | |
| transaction | LIVN | Performance Stock Units | Options Exercise | $0 | -1.41K | -100% | $0.00* | 0 | Feb 27, 2023 | Ordinary Shares | 1.41K | Direct | F3, F5, F6 |
| Id | Content |
|---|---|
| F1 | Reporting person had vested performance stock units (PSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. |
| F2 | The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. |
| F3 | Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. |
| F4 | On March 30, 2020, the reporting person was granted 4,590 PSUs that would vest upon the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022. The vesting of the PSUs depended on the Company's performance against a target of the relative total shareholder return (r-TSR) for fiscal years 2020, 2021, and 2022, compared to our peer companies. The Company's performance achieved a result of 73%, and the actual number of vested shares is presented as the quantity that was acquired. |
| F5 | This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. |
| F6 | On March 30, 2020, the reporting person received a grant of 4,590 PSUs which were subject to vesting upon the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022. The number of PSUs that vested was the result of the Company's performance against a target related to Adjusted Free Cash Flow for fiscal years 2020, 2021, and 2022. The performance achieved was 30.7%, and the actual number of vested shares is presented as the quantity that was acquired. |