Arthur L. Rosenthal - 15 Jun 2022 Form 4 Insider Report for LivaNova PLC (LIVN)

Role
Director
Signature
/s/ Sarah K. Mohr, POA
Issuer symbol
LIVN
Transactions as of
15 Jun 2022
Net transactions value
-$7,373
Form type
4
Filing time
17 Jun 2022, 16:16:40 UTC
Previous filing
01 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIVN Ordinary Shares Options Exercise $0 +1,346 +6% $0.000000 23,729 15 Jun 2022 Direct F1
transaction LIVN Ordinary Shares Tax liability $7,373 -123 -0.52% $59.94 23,606 15 Jun 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIVN Restricted Stock Units Options Exercise $0 -1,346 -100% $0.000000* 0 15 Jun 2022 Ordinary Shares 1,346 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Arthur L. Rosenthal is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.
F2 The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.
F3 Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.
F4 On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement.