Keyna Pidcock Skeffington - 15 Sep 2021 Form 4 Insider Report for LivaNova PLC (LIVN)

Role
General Counsel
Signature
/s/ Sarah K. Mohr, POA
Issuer symbol
LIVN
Transactions as of
15 Sep 2021
Net transactions value
-$12,066
Form type
4
Filing time
17 Sep 2021, 08:56:52 UTC
Previous filing
01 Jul 2021
Next filing
04 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIVN Ordinary Shares Options Exercise $0 +301 +5.4% $0.000000 5,853 15 Sep 2021 Direct F1
transaction LIVN Ordinary Shares Tax liability $12,066 -142 -2.4% $84.97 5,711 15 Sep 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIVN Restricted Stock Units Options Exercise $0 -301 -50% $0.000000 300 15 Sep 2021 Ordinary Shares 301 Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.
F2 The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.
F3 Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.
F4 On September 15, 2018, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on September 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.
F5 This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.