Daniel J. Moore - Jun 29, 2021 Form 4 Insider Report for LivaNova PLC (LIVN)

Role
Director
Signature
/s/ Daniel J. Moore
Stock symbol
LIVN
Transactions as of
Jun 29, 2021
Transactions value $
-$84,200
Form type
4
Date filed
7/1/2021, 06:53 PM
Previous filing
Jun 16, 2021
Next filing
Aug 4, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIVN Ordinary Shares Options Exercise $0 +3.93K +12.8% $0.00 34.6K Jun 29, 2021 Direct F1
transaction LIVN Ordinary Shares Sale -$84.2K -1K -2.89% $84.20 33.6K Jun 29, 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIVN Restricted Stock Units Options Exercise $0 -3.93K -100% $0.00* 0 Jun 29, 2021 Ordinary Shares 3.93K Direct F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.
F2 Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 18, 2021.
F3 Represents weighted average selling price. Securities sold through nine (9) separate sales on the transaction date at prices ranging from $84.00 to $84.35. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.
F4 Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.
F5 On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.
F6 This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.